Tag Results
The legal profession and the sale of general insurance contracts
Tuesday, 16 February 2010Insurance mediation does not sound like the kind of thing solicitors do, but in fact many are involved in it and their knowledge of the rules around it are often sketchy. Alan Bannister of Vizards Wyeth outlines the main issues.
Tags: ATE insurance, code of conduct, compliance, FSA
Posted in Client care, Competence, Practice Management, Regulation, Solicitors
That will be principles based and outcome focused then!
Tuesday, 16 February 2010Those of us with recent experiences of the Financial Services Authority’s changing approach to regulating its industry firms, should be forgiven a wry smile on reading SRA board chairman Charles Plant’s article on ‘outcomes-focused regulation’ which appeared in the Law Society Gazette on 11 February 2010.
Tags: FSA, outcomes-focused regulation, Regulation, SRA
Posted in Blog